ASTM D420-18 - 1.2.2018
 
Significance and Use

4.1 An adequate site characterization will provide pertinent information for decision making on one or more of the following subjects:

4.1.1 Location of the structure, both vertically and horizontally, within the area of the proposed construction and selection of construction methods and equipment.

4.1.2 Location and preliminary evaluation of suitable borrow and other local sources of construction aggregates.

4.1.3 Need for special excavating and dewatering techniques with the corresponding need for information, even if only approximate, on the distribution of soil water content or pore pressure, or both, and on the piezometric heads and apparent permeability (hydraulic conductivity) of the various subsurface strata.

4.1.4 Evaluation of slope stability in natural slopes, cuts, and embankments.

4.1.5 Conceptual selection of embankment types and hydraulic barrier requirements.

4.1.6 Conceptual selection of alternate foundation types and elevations of the corresponding suitable bearing strata.

4.1.7 Development of additional detailed site characterizations for specific structures or facilities.

4.2 The site characterization may require the collection of sufficiently large soil and rock samples of such quality as to allow adequate testing to determine the soil or rock classification or mineralogic type, or both, and the engineering properties pertinent to the proposed design.

4.3 This guide is not meant to be an inflexible description of requirements; methods defined by other ASTM standards or non-ASTM techniques may be appropriate in some circumstances. The intent is to provide a list to assist in preparation of a site characterization plan.

 
1. Scope

1.1 This guide refers to ASTM methods to perform site characterization for engineering, design, and construction purposes. The objective of the site characterization should be to identify and locate, both horizontally and vertically, significant soil and rock types and groundwater conditions present within a given site area and to establish the characteristics of the subsurface materials by sampling or in situ testing, or both.

1.2 Laboratory testing of soil, rock, and groundwater samples is specified by other ASTM standards not listed herein. Subsurface exploration for environmental purposes is also outside the scope of this guide.

1.3 Prior to commencement of the site characterization the site should be checked for potentially hazardous or otherwise contaminated materials or cultural/archeological conditions. If evidence of unknown potentially hazardous or otherwise contaminated materials or conditions are encountered in the course of the site characterization, work shall be interrupted until the circumstances have been evaluated and revised instructions issued.

1.3.1 In addition the location and nature of underground and overhead utilities should be identified to ensure that there is no impact to the proposed site characterization. Impacts may include but are not limited to interference with geophysical methods, damaging utilities, creating an unsafe work condition, and limiting accessibility for exploratory equipment.

1.4 The values stated in either SI units or inch-pound units are to be regarded as the standard. The values stated in each system may not be exact equivalents; therefore, each system shall be used independently of the other. Combining values from the two systems may result in non-conformance with the standard. Inch-pound units are provided in brackets for convenience.

1.5 This guide offers an organized collection of information or a series of options and does not recommend a specific course of action. This document cannot replace education or experience and should be used in conjunction with professional judgment. Not all aspects of this guide may be applicable in all circumstances. This ASTM standard is not intended to represent or replace the standard of care by which the adequacy of a given professional service must be judged, nor should this document be applied without consideration of a project's many unique aspects. The word“ Standard” in the title of this document means only that the document has been approved through the ASTM consensus process.

1.6 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use.

1.7 All observed and calculated values shall conform to the guidelines for significant digits and rounding established in Practice D6026.

1.8 The procedures used to specify how data are collected/recorded or calculated, in this standard are regarded as the industry standard. In addition, they are representative of the significant digits that generally should be retained. The procedures used do not consider material variation, purpose for obtaining the data, special purpose studies, or any considerations for the user's objectives; and it is common practice to increase or reduce significant digits of reported data to be commensurate with these considerations. It is beyond the scope of this standard to consider significant digits used in analysis methods for engineering design.

1.9 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.

 
2. Referenced Documents

D4719-20

Standard Test Methods for Prebored Pressuremeter Testing in Soils

D4428

Test Methods for Crosshole Seismic Testing

D4750-87(2001)

Standard Test Method for Determining Subsurface Liquid Levels in a Borehole or Monitoring Well (Observation Well) (Withdrawn 2010)

D4879-08

Standard Guide for Geotechnical Mapping of Large Underground Openings in Rock (Withdrawn 2017)

D4971-16

Standard Test Method for Determining In Situ Modulus of Deformation of Rock Using Diametrically Loaded 76-mm (3-in.) Borehole Jack (Withdrawn 2025)

D5079-25

Standard Practices for Preserving and Transporting Rock Core Samples

D5088-20

Standard Practice for Decontamination of Field Equipment Used at Waste Sites

D5092-04

Standard Practice for Design and Installation of Ground Water Monitoring Wells in Aquifers

D5093-15

Standard Test Method for Field Measurement of Infiltration Rate Using Double-Ring Infiltrometer with Sealed-Inner Ring

D5126-25

Standard Guide for Comparison of Field Methods for Determining Hydraulic Conductivity in Vadose Zone

D5195-21

Standard Test Method for Density of Soil and Rock In-Place at Depths Below Surface by Nuclear Methods

E177-20

Standard Practice for Use of the Terms Precision and Bias in ASTM Test Methods

E380-93

Standard Practice for Use of the Internation System of Units (SI) (the Modernized Metric System) (Withdrawn 1997)

G51-23

Standard Test Method for Measuring pH of Soil for Use in Corrosion Evaluations

G57-20

Standard Test Method for Measurement of Soil Resistivity Using the Wenner Four-Electrode Method

D4429-09

Standard Test Method for CBR (California Bearing Ratio) of Soils in Place

D4452-14

Standard Practice for X-Ray Radiography of Soil Samples

D4506-21

Standard Test Method for Determining In Situ Modulus of Deformation of a Rock Mass Using the Radial Jacking Test

D4544-25

Standard Practice for Estimating Peat Deposit Thickness

D4553-18

Standard Test Method for Determining In Situ Creep Characteristics of Rock

D4554-12

Standard Test Method for In Situ Determination of Direct Shear Strength of Rock Discontinuities (Withdrawn 2021)

D4555-10

Standard Test Method for Determining Deformability and Strength of Weak Rock by an In Situ Uniaxial Compressive Test (Withdrawn 2019)

D4622-86(1993)

Standard Test Method for Rock Mass Monitoring Using Inclinometers (Withdrawn 2000)

D4623-16

Standard Test Method for Determination of In Situ Stress in Rock Mass by Overcoring Method—Three Component Borehole Deformation Gauge (Withdrawn 2025)

D4630-19

Standard Test Method for Determining Transmissivity and Storage Coefficient of Low-Permeability Rocks by In Situ Measurements Using the Constant Head Injection Test

D4631-18

Standard Test Method for Determining Transmissivity and Storativity of Low Permeability Rocks by In Situ Measurements Using Pressure Pulse Technique

D4633-16

Standard Test Method for Energy Measurement for Dynamic Penetrometers (Withdrawn 2025)

D4645-08

Standard Test Method for Determination of In-Situ Stress in Rock Using Hydraulic Fracturing Method (Withdrawn 2017)

D4700-15

Standard Guide for Soil Sampling from the Vadose Zone (Withdrawn 2024)

D4729-19

Standard Test Method for In Situ Stress and Modulus of Deformation Using the Flat Jack Method

D4403-20

Standard Practice for Extensometers Used in Rock

C119-24

Standard Terminology Relating to Dimension Stone

C294-24

Standard Descriptive Nomenclature for Constituents of Concrete Aggregates

C851-76

Recommended Practice for Estimating Scratch Hardness of Coarse Aggregate Particles (Withdrawn 1984)

D75-03

Standard Practice for Sampling Aggregates

D653-26

Standard Terminology Relating to Soil, Rock, and Contained Fluids

D1194-94

Standard Test Method for Bearing Capacity of Soil for Static Load and Spread Footings (Withdrawn 2003)

D1195-93(1997)

Standard Test Method for Repetitive Static Plate Load Tests of Soils and Flexible Pavement Components, for Use in Evaluation and Design of Airport and Highway Pavements

D1196-93(1997)

Standard Test Method for Nonrepetitive Static Plate Load Tests of Soils and Flexible Pavement Components, for Use in Evaluation and Design of Airport and Highway Pavements

D1452-09

Standard Practice for Soil Exploration and Sampling by Auger Borings

D1586-11

Standard Test Method for Standard Penetration Test (SPT) and Split-Barrel Sampling of Soils

D1587-08

Standard Practice for Thin-Walled Tube Sampling of Soils for Geotechnical Purposes

D2113-14

Standard Practice for Rock Core Drilling and Sampling of Rock for Site Exploration (Withdrawn 2023)

D2487-17(2025)

Standard Practice for Classification of Soils for Engineering Purposes (Unified Soil Classification System)

D2488-17e1

Standard Practice for Description and Identification of Soils (Visual-Manual Procedures) (Includes all amendments and changes 4/4/2018).

D2573-08

Standard Test Method for Field Vane Shear Test in Cohesive Soil

D2607-69

Classification of Peats, Mosses, Humus, and Related Products (Withdrawn 1990)

D3017-05

Standard Test Method for Water Content of Soil and Rock in Place by Nuclear Methods (Shallow Depth) (Witthdrawn 2007)

D3213-19

Standard Practices for Handling, Storing, and Preparing Soft Intact Marine Soil

D3282-24

Standard Practice for Classification of Soils and Soil-Aggregate Mixtures for Highway Construction Purposes

D3385-18

Standard Test Method for Infiltration Rate of Soils in Field Using Double-Ring Infiltrometer

D3404-15

Standard Guide for Measuring Matric Potential in Vadose Zone Using Tensiometers (Withdrawn 2024)

D3441-25

Standard Test Method for Mechanical Cone Penetration Testing of Soils

D3550-01

Standard Practice for Thick Wall, Ring-Lined, Split Barrel, Drive Sampling of Soils

D3584-83(1988)

Practice for Indexing Papers and Reports on Soil and Rock for Engineering Purposes (Withdrawn 1996)

D4083-25

Standard Practice for Description of Frozen Soils (Visual-Manual Procedure)

D4220-95(2000)

Standard Practices for Preserving and Transporting Soil Samples

D4394-17

Standard Test Method for Determining In Situ Modulus of Deformation of Rock Mass Using Rigid Plate Loading Method (Withdrawn 2026)

D4395-17

Standard Test Method for Determining In Situ Modulus of Deformation of Rock Mass Using Flexible Plate Loading Method (Withdrawn 2026)